Lung cancer showdown: surgery or radiation – which saves more lives?
NCT ID NCT02468024
First seen Jun 27, 2026 · Last updated Jun 27, 2026
Summary
This study compares two treatments for early-stage lung cancer in patients who are high-risk for surgery: removing part of the lung (sublobar resection) versus precise, high-dose radiation (stereotactic ablative radiotherapy). About 272 participants will be randomly assigned to one treatment. The main goal is to see if radiation leads to better 3-year survival than surgery.
What this could mean
Our plain-language read of the trial. This is informational only, not medical advice or a prediction.
- Active substance
- radiation therapy (stereotactic ablative radiotherapy) and lung surgery (sublobar resection)
- What this could lead to
- If radiation proves better than surgery, it could offer a less invasive, effective treatment option for high-risk patients with early-stage lung cancer.
- What could go wrong
- This is a large phase 3 trial, but results may not apply to all patients. Both treatments have risks, and radiation may not improve survival as hoped.
This is an AI summary of the original study and may miss details. Read our disclaimer.
Study facts
What this study's own registry entry says, in plain language.
- Phase
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Phase 3
Large-scale testing in a bigger group. Usually the last step before a treatment can be approved.
- Participants
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About 272 people
The number the study aims to enrol. It can still change while the study runs.
- Started
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Jul 2015
- Expected to finish
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Dec 2028
An estimate. End dates often move.
- Lead sponsor
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Other sponsor
The registry's catch-all category, for sponsors it does not file as a company, a government agency, or a research network.
Who can take part
This study's own entry requirements. Only the study team can say for certain whether you qualify.
- Ages
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18 years and older
- Sex
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Anyone
- Healthy volunteers
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Not accepted
This study is not open to healthy volunteers. The entry requirements below say who it is open to.
Show the full entry requirements Hide the full entry requirements
Copied word for word from the study's registry entry, so the wording is the study team's rather than ours.
1.0 Inclusion Criteria 1.1 Age \> 18 years. 1.2 ECOG/Zubrod performance status (PS) 0, 1, or 2 (reference Appendix C). 1.3 Radiographic findings consistent with non-small cell lung cancer, including lesions with ground glass opacities with a solid component of 50% or greater. 1.4 The primary tumor in the lung must be biopsy confirmed non-small cell lung cancer within 180 days prior to randomization. 1.5 Tumor ≤ 4 cm maximum diameter, including clinical stage IA and selected IB by PET or PET integrated with a simultaneous CT scan (PET-CT) of the chest and upper abdomen performed within 180 days prior to randomization (reference Appendix A \& B). Repeat imaging within 90 days prior to randomization is recommended for re-staging but is not required based on institutional norms. 1.6 All clinically suspicious mediastinal N1, N2, or N3 lymph nodes (\> 1 cm short-axis dimension on CT scan and/or positive on PET scan) confirmed negative for involvement with NSCLC by one of the following methods: mediastinoscopy, anterior mediastinotomy, EUS/EBUS guided needle aspiration, CT-guided, video-assisted thoracoscopic or open lymph node biopsy within 180 days of randomization. 1.7 Tumor verified by a thoracic surgeon to be in a location that will permit sublobar resection. 1.8 Tumor located peripherally within the lung. NOTE: Peripheral is defined as not touching any surface within 2 cm of the proximal bronchial tree in all directions. See bronchial tree diagram below. Patients with non-peripheral (central) tumors are NOT eligible. 1.9 No evidence of distant metastases. 1.10 Availability of pulmonary function tests (PFTs - spirometry, DLCO, +/- arterial blood gases) within 180 days prior to registration. Patients with tracheotomy, etc, who are physically unable to perform PFTs (and therefore cannot be tested for the Major criteria in 3.1.11 below) are potentially still eligible if a study credentialed thoracic surgeon documents that the patient's health characteristics would otherwise have been acceptable for eligibility as a high risk but nonetheless operable patient (in particular be eligible for sublobar resection). 1.11 To define eligibility of patients being at high risk for surgery, certain criteria must be met. Any one (1) of the following major criteria will define the high risk status for eligibility: Major Criteria * FEV1 ≤ 50% predicted (pre-bronchodilator value) * DLCO ≤ 50% predicted (pre-bronchodilator value) * Study credentialed thoracic surgeon believes the patient is potentially operable but that a lobectomy or pneumonectomy would be poorly tolerated by the patient for tangible or intangible reasons. The belief must be declared and documented in the medical record prior to randomization. If any of the major criteria are met, the patient is eligible based on high risk for surgery and minor criteria do not need to be considered. However, if no major criteria is met, at least two (2) minor criteria being met will also define eligibility for meeting the high risk status. Any two (2) of the following minor criteria will define the high risk status for eligibility: * Minor Criteria * Age ≥75 * FEV1 51-60% predicted (pre-bronchodilator value) * DLCO 51-60% predicted (pre-bronchodilator value) * Pulmonary hypertension (defined as a pulmonary artery systolic pressure greater than 40mm Hg) as estimated by echocardiography or right heart catheterization * Poor left ventricular function (defined as an ejection fraction of 40% or less) * Resting or Exercise Arterial pO2 ≤ 55 mm Hg or SpO2 ≤ 88% * pCO2 \> 45 mm Hg * Modified Medical Research Council (MMRC) Dyspnea Scale ≥ 3. 1.12 No prior intra-thoracic radiation therapy for previously identified intra-thoracic primary tumor (e.g. previous lung cancer) on the ipsilateral side. NOTE: Previous radiotherapy as part of treatment for head and neck, breast, or other non-thoracic cancer is permitted to the ipsilateral side so long as possible radiation fields would not overlap. NOTE: Radiotherapy to the contralateral lung is allowed so long as it was completed more than 3 years prior to randomization and there is no overlap of radiation fields. 1.13 Previous chemotherapy, radiotherapy, or surgical resection specifically for the lung cancer being treated on this protocol is NOT permitted. 1.14 No prior lung resection on the ipsilateral side. 1.15 Non-pregnant and non-lactating. Women of child-bearing potential must have a negative urine or serum pregnancy test prior to registration. Peri-menopausal women must be amenorrheic \> 12 months prior to registration to be considered not of childbearing potential. 1.16 No prior invasive malignancy, unless disease-free for ≥ 3 years prior to registration (exceptions: non-melanoma skin cancer, in-situ cancers). 1.17 Ability to understand and sign a written informed consent. 2.0 Exclusion Criteria 2.1 Age \<18 2.2 ECOG/Zubrod performance status (PS) greater than 3. 2.3 Radiographic findings with ground glass opacities and less than 50% solid component will be excluded. 2.4 The primary tumor in the lung, biopsy confirmed non-small cell lung cancer greater than 180 days prior to randomization. 2.5 Tumor \> 5 cm maximum diameter, including clinical stage IA and selected IB by PET or PET integrated with a simultaneous CT scan (PET-CT) of the chest and upper abdomen and/or performed greater than 180 days prior to randomization. 2.6 Lymph node biopsy greater than 180 days prior to randomization. 2.7 Thoracic surgeon confirms unable to remove tumor with sublobar resection. 2.8 Tumor located non-peripheral (central) region of lung (see bronchial tree diagram in 3.1.8). 2.9 Evidence of distant metastases. 2.10 Pulmonary function test (PFT - spirometry, DLCO, +/- arterial blood gases) greater than 180 days prior to registration. Patients physically unable to perform PFT's, such as patients with tracheotomy, that do not have written documentation from study credentialed thoracic surgeon stating eligibility. 2.11 Patients that do not meet either Major criteria or Minor criteria. 2.12 Prior intra-thoracic radiation therapy on ipsilateral side. Radiotherapy to the contralateral lung completed less than 3 years prior to randomization, with radiation field overlap. 2.13 Prior chemotherapy, radiotherapy, or surgical resection specifically for the lung cancer being treated on this protocol. 2.14 Prior lung resection on the ipsilateral side. 2.15 Pregnant and lactating women. 2.16 Prior invasive malignancy and less than 3 years disease free prior to registration (unless non-melanoma skin cancer, in-situ cancers). 2.17 Unable to understand and/ or sign a written informed consent.
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Conditions
The condition(s) this trial relates to.
As listed by the trial registrant
The condition terms exactly as the trial's registrant entered them.
How to take part
Only the study team decides who joins. These are the ways to reach them.
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The places running it
12 sites in 3 countries. The list below names each one and where it is.
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The official record
ClinicalTrials.gov lists the study team's own contact details, including names and phone numbers. We don't republish those.
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A doctor treating you
A doctor who knows your case can contact a study site on your behalf, and can tell you whether this study is worth pursuing at all.
Contacts and locations
Locations
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Allegheny
RECRUITINGPittsburgh, Pennsylvania, 15212, United States
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Barwon Health - Uni Hospital Geelong
RECRUITINGGeelong, Victoria, 3220, Australia
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Beaumont
COMPLETEDRoyal Oak, Michigan, 48073, United States
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Boca Raton Regional Hospital
COMPLETEDBoca Raton, Florida, 33486, United States
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Boston Medical Center
COMPLETEDBoston, Massachusetts, 02118, United States
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CHUM
RECRUITINGMontreal, Quebec, 26214, Canada
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Cardiothoracic and Vascular Surgeons
COMPLETEDAustin, Texas, 78756, United States
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Case Western (University Hospitals Case Medical Center)
COMPLETEDCleveland, Ohio, 44106, United States
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Clement Zablocki VA Medical Center
COMPLETEDMilwaukee, Wisconsin, 53295, United States
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Cleveland Clinic
ACTIVE_NOT_RECRUITINGCleveland, Ohio, 44195, United States
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Curtis and Elizabeth Anderson Cancer
RECRUITINGSavannah, Georgia, 31404, United States
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Henry Ford Health System
COMPLETEDDetroit, Michigan, 48202-2689, United States
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Inova Fairfax Medical Campus
COMPLETEDFalls Church, Virginia, 22042, United States
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Intermountain Medical Center
COMPLETEDSalt Lake City, Utah, 84107, United States
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Lawson Health Science Center
RECRUITINGLondon, Ontario, Canada, N6C 2R5, Canada
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Lifespan Oncology Clinical Research
COMPLETEDProvidence, Rhode Island, 02903, United States
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Luminis Health Research Institute
ACTIVE_NOT_RECRUITINGAnnapolis, Maryland, 21401, United States
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Mayo Clinic Rochester
COMPLETEDRochester, Minnesota, 55905, United States
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Medical College of Wisconsin
COMPLETEDMilwaukee, Wisconsin, 53226, United States
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Meridian Health System
RECRUITINGNeptune City, New Jersey, 07753, United States
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Mount Nittany
COMPLETEDState College, Pennsylvania, 16803, United States
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New York University Langone Medical Center
ACTIVE_NOT_RECRUITINGNew York, New York, 10016, United States
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Ochsner Medical Center
COMPLETEDNew Orleans, Louisiana, 70121, United States
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Ohio State University Wexner Medical Center
ACTIVE_NOT_RECRUITINGColumbus, Ohio, 43210, United States
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Ottawa Hospital Cancer Center
RECRUITINGOttawa, Ontario, KIH8L6, Canada
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Penrose Cancer Center
COMPLETEDColorado Springs, Colorado, 80907, United States
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Providence Health & Services/Oregon Clinic
COMPLETEDPortland, Oregon, 97213, United States
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SUNY - Upsate Medical Centre
RECRUITINGSyracuse, New York, 13210, United States
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St. Vincent's Hospital Melbourne
RECRUITINGFitzroy, Melbourne, 3065, Australia
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St. Vincent's/Peter Mac
RECRUITINGFitzroy, Victoria, 3065, Australia
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Sunnybrook Health Sciences Centre
COMPLETEDToronto, Canada, M4N 3M5, Canada
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Swedish Cancer Institute
COMPLETEDSeattle, Washington, 98104, United States
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The James Cook University Hospital
ACTIVE_NOT_RECRUITINGMiddlesbrough, TS4 2BW, United Kingdom
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Thomas Jefferson University
COMPLETEDPhiladelphia, Pennsylvania, 19107, United States
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Trillium Health Partners
COMPLETEDMississauga, Canada, L5M 2N1, Canada
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UCSD
COMPLETEDLa Jolla, California, 92023, United States
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UHN-Toronto
RECRUITINGToronto, Ontario, M5G2C4, Canada
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UPMC Health System
COMPLETEDPittsburgh, Pennsylvania, 15234, United States
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University of Cincinnati
COMPLETEDCincinnati, Ohio, 45267, United States
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University of Colorado/Memorial
COMPLETEDAurora, Colorado, 80045, United States
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University of Iowa
TERMINATEDIowa City, Iowa, 52242, United States
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University of Kansas Medical Center
COMPLETEDKansas City, Kansas, 66160, United States
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University of Kentucky Health Care
COMPLETEDLexington, Kentucky, 40536-0093, United States
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University of Louisville Physicians
ACTIVE_NOT_RECRUITINGLouisville, Kentucky, 40202, United States
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University of Maryland Medical Center
COMPLETEDBaltimore, Maryland, 21201, United States
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University of North Carolina
COMPLETEDChapel Hill, North Carolina, 27599, United States
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University of Tennessee Health Science Center
COMPLETEDMemphis, Tennessee, 38163, United States
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University of Texas Southwestern Medical Center
RECRUITINGDallas, Texas, 75390, United States
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University of Virginia Health System
COMPLETEDCharlottesville, Virginia, 22901, United States
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Wake Forest Baptist Health
COMPLETEDWinston-Salem, North Carolina, 27157, United States
More trials for these conditions
Other studies related to the condition(s) this trial covers.
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- Smaller chest drain may speed recovery after lung cancer surgery
- Gut bacteria may hold clues to why some cancer treatments work better
- Breath-Tracking sensor aims to sharpen lung cancer scans
- Can PET scan signals predict who beats lung cancer with immunotherapy?
- Two-Drug combo takes aim at Hard-to-Treat lung cancer